-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R1lvlonIcYzXJSoUv54E5fA4PHwNuGom4Alu+TLnncV7PzRGBguD8QLazUqc22gl ko0PgS2iojaN9aPaB0kLYg== 0001193125-07-163868.txt : 20070727 0001193125-07-163868.hdr.sgml : 20070727 20070727120621 ACCESSION NUMBER: 0001193125-07-163868 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070727 DATE AS OF CHANGE: 20070727 GROUP MEMBERS: ARTHUR RICHARDS RULE GROUP MEMBERS: RESOURCE CAPITAL INVESTMENT CORPORATION GROUP MEMBERS: RULE FAMILY TRUST UDT 12/17/98 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Allied Nevada Gold Corp CENTRAL INDEX KEY: 0001376610 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-82881 FILM NUMBER: 071005417 BUSINESS ADDRESS: STREET 1: SUITE 5, 7961 SHAFFER PARKWAY CITY: LITTLETON STATE: CO ZIP: 80127 BUSINESS PHONE: 720-981-1185 MAIL ADDRESS: STREET 1: SUITE 5, 7961 SHAFFER PARKWAY CITY: LITTLETON STATE: CO ZIP: 80127 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EXPLORATION CAPITAL PARTNERS 2000 LTD PARTNERSHIP CENTRAL INDEX KEY: 0001127457 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O GLOBAL RESOURCE INVESTMENT LTD. STREET 2: 7770 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92009 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

 

Allied Nevada Gold Corp.


(Name of Issuer)

Common Shares $0.001 par value


(Title of Class of Securities)

 

 

019344100

                                (CUSIP Number)                                 

July 16, 2007


(Date of Event which Requires Filing of This Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)


CUSIP No. 019344100     Page 2 of 10

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

   
   

            Exploration Capital Partners 2000 Limited Partnership

            88-0451737

   
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP  
  (a)  ¨  
    (b)  x    
  3   SEC USE ONLY  
         
  4   CITIZENSHIP OR PLACE OF ORGANIZATION  
                Nevada    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    SOLE VOTING POWER
 
                  0
    6    SHARED VOTING POWER
 
                  2,687,140
    7    SOLE DISPOSITIVE POWER
 
                  0
    8    SHARED DISPOSITIVE POWER
 
                  2,687,140
  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                2,687,140    
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES   ¨
         
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  
                6.2%    
12   TYPE OF REPORTING PERSON  
                PN    


CUSIP No. 019344100     Page 3 of 10

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

   
   

            Resource Capital Investment Corporation

            88-0384205

   
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP  
  (a)  ¨  
    (b)  x    
  3   SEC USE ONLY  
         
  4   CITIZENSHIP OR PLACE OF ORGANIZATION  
                Nevada    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    SOLE VOTING POWER
 
                  0
    6    SHARED VOTING POWER
 
                  2,687,140
    7    SOLE DISPOSITIVE POWER
 
                  0
    8    SHARED DISPOSITIVE POWER
 
                  2,687,140
  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                2,687,140    
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES   ¨
         
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  
                6.2%    
12   TYPE OF REPORTING PERSON  
                CO    

 


CUSIP No. 019344100     Page 4 of 10

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

   
   

            Rule Family Trust udt 12/17/98

            Not Applicable

   
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP  
  (a)  ¨  
    (b)  x    
  3   SEC USE ONLY  
         
  4   CITIZENSHIP OR PLACE OF ORGANIZATION  
                California    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    SOLE VOTING POWER
 
                  0
    6    SHARED VOTING POWER
 
                  2,925,340
    7    SOLE DISPOSITIVE POWER
 
                  0
    8    SHARED DISPOSITIVE POWER
 
                  2,925,340
  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                2,925,340    
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES   ¨
         
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  
                6.7%    
12   TYPE OF REPORTING PERSON  
                OO    

 


CUSIP No. 019344100     Page 5 of 10

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

   
   

            Arthur Richards Rule

            Not Applicable

   
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP  
  (a)  ¨  
    (b)  x    
  3   SEC USE ONLY  
         
  4   CITIZENSHIP OR PLACE OF ORGANIZATION  
                California    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    SOLE VOTING POWER
 
                  0
    6    SHARED VOTING POWER
 
                  2,925,340
    7    SOLE DISPOSITIVE POWER
 
                  0
    8    SHARED DISPOSITIVE POWER
 
                  2,925,340
  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                2,925,340    
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES   ¨
         
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  
                6.7%    
12   TYPE OF REPORTING PERSON  
                IN    

 


CUSIP No. 019344100     Page 6 of 10

 

Item 1  

(a).

   Name of Issuer:      
     Allied Nevada Gold Corp.      
Item 1  

(b).

   Address of Issuer’s Principal Executive Offices:      
    

9604 Prototype Court

Reno, Nevada 89521

     
Item 2           
 

(a). - (c).

   Name, Principal Business Address and Citizenship of Persons Filing:      
 

(1)

  

Exploration Capital Partners 2000 Limited Partnership (“Exploration Capital 2000”)

7770 El Camino Real

Carlsbad, California 92009

Citizenship: Nevada

     
 

(2)

  

Resource Capital Investment Corporation (“Resource Capital”)

7770 El Camino Real

Carlsbad, California 92009

Citizenship: Nevada

     
 

(3)

  

Rule Family Trust udt 12/17/98 (the “Trust”)

7770 El Camino Real

Carlsbad, California 92009

Citizenship: California

     
 

(4)

  

Arthur Richards Rule (“Mr. Rule”)

7770 El Camino Real

Carlsbad, California 92009

Citizenship: California

     

Item 2

 

(d).

   Title of Class of Securities:      
     Common Shares $0.001 par value      

Item 2

 

(e).

   CUSIP Number:      
     019344100      
Item 3.   If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:      
  (a)    ¨    Broker or dealer registered under Section 15 of the Exchange Act.
  (b)    ¨    Bank as defined in Section 3(a)(6) of the Exchange Act.
  (c)    ¨    Insurance company as defined in Section 3(a)(19) of the Exchange Act.
  (d)    ¨    Investment company registered under Section 8 of the Investment Company Act.
  (e)    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
  (f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
  (g)    ¨    A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
  (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
  (i)    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act.
  (j)    ¨    Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
  Not Applicable      


CUSIP No. 019344100     Page 7 of 10

 

Item 4.    Ownership.      
   The information in items 1 and 5 through 11 on the cover pages (pp. 2-5) on Schedule 13G is hereby incorporated by reference.      
   This Statement is filed by (i) Exploration Capital 2000, as the direct beneficial owner of 1,871,540 Common Shares of the Issuer and 815,600 Common Shares of the Issuer that are issuable upon the exercise of immediately exercisable warrants; (ii) by virtue of its position as General Partner of Exploration Capital 2000, by Resource Capital; (iii) by virtue of its indirect ownership and control of (A) Exploration Capital 2000 (as owner of 100% of Resource Capital) and (B) Exploration Capital Partners 2006 Limited Partnership (“Exploration Capital 2006”), a direct beneficial owner of Common Shares, as set forth below, by the Trust; and (iv) by virtue of his positions with Resource Capital, Resource Investment (as defined below) and ownership interest in the Trust, as described in the following sentence, by Mr. Rule. Mr. Rule is President and a Director of Resource Capital and Resource Investment, with his wife, is co-Trustee of the Trust, which owns 100% of Resource Capital and 100% of Resource Investment.      
   Exploration Capital 2006, which is not a Reporting Person, is the direct beneficial owner of 238,200 Common Shares, aggregating less than 1% of the Issuer’s outstanding Common Shares. The corporate General Partner of Exploration Capital 2006 is Resource Investment Management Corp. (“Resource Investment”). The Trust owns 100% of Resource Investment.      
Item 5.    Ownership of Five Percent or Less of a Class.   
   Not Applicable   
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.      
   Not Applicable      
Item 7.    Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
   Not Applicable
Item 8.    Identification and Classification of Members of the Group.      
   Not Applicable      
Item 9.    Notice of Dissolution of Group.      
   Not Applicable      
Item 10.    Certification.      
   By signing below, each of the undersigned certifies that, to the best of his or its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.      


CUSIP No. 019344100     Page 8 of 10

SIGNATURES

After reasonable inquiry and to the best of his or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Date: July 26, 2007   Exploration Capital Partners 2000 Limited Partnership
  By:   Resource Capital Investment Corporation, its general partner
  By:   Gretchen Carter, Secretary/Treasurer
  By:  

/s/ Gretchen Carter

    Gretchen Carter, Secretary/Treasurer
Date: July 26, 2007   Resource Capital Investment Corporation
  By:   Gretchen Carter, Secretary/Treasurer
  By:  

/s/ Gretchen Carter

    Gretchen Carter, Secretary/Treasurer
Date: July 26, 2007   Rule Family Trust udt 12/17/98
  By:   Arthur Richards Rule, Trustee
  By:  

/s/ Gretchen Carter

    Gretchen Carter, Attorney-in-Fact
Date: July 26, 2007   Arthur Richards Rule, individually
  By:  

/s/ Gretchen Carter

    Gretchen Carter, Attorney-in-Fact


EXHIBIT 1

AGREEMENT TO FILE JOINTLY

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of Common Shares of Allied Nevada Gold Corp. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original.

 

Date: July 26, 2007   Exploration Capital Partners 2000 Limited Partnership
  By:   Resource Capital Investment Corporation, its general partner
  By:   Gretchen Carter, Secretary/Treasurer
  By:  

/s/ Gretchen Carter

    Gretchen Carter, Secretary/Treasurer
Date: July 26, 2007   Resource Capital Investment Corporation
  By:   Gretchen Carter, Secretary/Treasurer
  By:  

/s/ Gretchen Carter

    Gretchen Carter, Secretary/Treasurer
Date: July 26, 2007   Rule Family Trust udt 12/17/98
  By:   Arthur Richards Rule, Trustee
  By:  

/s/ Gretchen Carter

    Gretchen Carter, Attorney-in-Fact
Date: July 26, 2007   Arthur Richards Rule, individually
  By:  

/s/ Gretchen Carter

    Gretchen Carter, Attorney-in-Fact


EXHIBIT 2

POWER OF ATTORNEY

KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints JEFFREY HOWARD and GRETCHEN CARTER, and each of them, his true and lawful attorneys-in-fact and agents with full power to sign for the undersigned and in the name, place and stead of the undersigned, in any and all capacities, any report required to be filed with the Securities and Exchange Commission pursuant to either Section 13 or 16 of the Securities Exchange Act of 1934 and any successor or alternate provisions thereto (the “Exchange Act”) of securities of all entities in which the undersigned may, from time to time, have direct or indirect ownership interests, on, without limitation, Schedule 13D, Schedule 13G, Form 3, Form 4, Form 5 or any other such schedules or forms as may be designated by the Securities and Exchange Commission for such purpose, and any and all amendments thereto and any and all exhibits and other documents necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission, hereby granting to said attorneys-in-fact and agents, and each of them, full power of substitution and revocation in the premises, and generally to do and perform each and every act and thing which said attorneys-in-fact and agents, and each of them, may deem necessary or advisable to facilitate compliance with the provisions of said sections of the Exchange Act, and all regulations of the Securities and Exchange Commission thereunder, as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or any substitute or substitutes for any or all of them, may do or cause to be done by virtue of these presents.

IN WITNESS WHEREOF, the undersigned have hereunto executed this Power of Attorney this 22nd day of October, 2004.

 

/s/ Arthur Richards Rule

Arthur Richards Rule

 

RULE FAMILY TRUST U/D/T 12/17/98
By:  

/s/ Arthur Richards Rule

  Arthur Richards Rule, as trustee
-----END PRIVACY-ENHANCED MESSAGE-----